I am a highly accomplished securities lawyer with over 22 years of experience advising corporations, investors, and financial institutions. Based in New York, I have a proven track record in securities regulation, corporate governance, compliance, and complex financial transactions. I provide clients with in-depth legal advice to navigate the intricate regulatory landscape and help structure transactions to mitigate risks and meet regulatory requirements.

Why Work With Me?

• Expertise in Securities Law: Comprehensive knowledge of SEC regulations and compliance
• Proactive Risk Mitigation: Helping clients minimize risks and ensure compliance with complex regulations
• Strategic Legal Counsel: Providing detailed, strategic advice for transactions like IPOs and M&A
• Experienced Advisor: Over a decade of experience with corporations and financial institutions
• Transparent Communication: Keeping you informed throughout every step of the legal process

Pricing and Timeline

• Consultation: $15, delivered within 1 day
• Corporate Governance and Compliance: $3,500 Fixed Fee; timeline varies based on complexity
• M&A and Capital Market Transactions: $5,000 Retainer + $500/hour; timeline varies based on transaction
• Response Time: Typically within 2 hours
• Process Duration: Varies depending on service and legal requirements

Process Overview

1. Confidential Consultation

• Discuss your securities law and corporate legal needs
• Provide immediate advice and assess options

2. Corporate Governance and Compliance

• Advise on governance structures and fiduciary duties
• Ensure SEC compliance and proper disclosures
• Draft and review necessary documents and policies

3. M&A and Capital Market Transactions

• Provide legal support for transactions, including due diligence
• Coordinate with regulatory bodies for approvals
• Guide you through the entire transaction process

4. Continuous Communication

• Regular updates and strategy sessions
• 24/7 availability for urgent matters

What You Receive

• Professional legal advice and representation
• Customized strategies for compliance and transactions
• Assistance with SEC filings and regulatory matters
• Ongoing support and guidance
• Dedicated attention throughout the process

Before You Book This Service

Please provide:

• A summary of your legal needs and objectives
• Relevant documents (corporate governance policies, transaction details)
• Your availability for consultation
• Any urgent concerns or deadlines

Note: Services are focused on securities law and corporate legal matters in the USA.

Specialized Securities Law Service Packages:

Choose the package that best aligns with your securities law and corporate legal needs. Each package is designed to provide focused support and representation to help you navigate complex regulations and achieve your business objectives effectively.